SEC Filing Articles

Carroll Financial Associates Inc. Grows Position in ANNALY CAP MGMT/SH (NLY)

Carroll Financial Associates Inc. increased its position in shares of ANNALY CAP MGMT/SH (NYSE:NLY) by 238.4% during the first quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm owned 18,184 shares of the real estate investment trust’s stock after acquiring an additional 12,810 shares during the […]

Carroll Financial Associates Inc. Sells 13,870 Shares of CBL & Associates Properties, Inc. (CBL)

Carroll Financial Associates Inc. decreased its holdings in shares of CBL & Associates Properties, Inc. (NYSE:CBL) by 8.3% in the 1st quarter, according to its most recent Form 13F filing with the SEC. The firm owned 153,100 shares of the real estate investment trust’s stock after selling 13,870 shares during the period. Carroll Financial Associates […]

Culbertson A N & Co. Inc. Sells 99 Shares of United Parcel Service, Inc. (UPS)

Culbertson A N & Co. Inc. lowered its holdings in United Parcel Service, Inc. (NYSE:UPS) by 0.4% in the first quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The firm owned 26,697 shares of the transportation company’s stock after selling 99 shares during the period. Culbertson A N & […]

Carroll Financial Associates Inc. Buys Shares of 6,795 SPDR S&P Emerging Markets Dividend ETF (EDIV)

Carroll Financial Associates Inc. bought a new position in SPDR S&P Emerging Markets Dividend ETF (NYSEARCA:EDIV) in the 1st quarter, according to the company in its most recent 13F filing with the SEC. The firm bought 6,795 shares of the company’s stock, valued at approximately $214,000. A number of other hedge funds and other institutional […]

Enerplus Corp (ERF) Shares Sold by Northern Trust Corp

Northern Trust Corp cut its holdings in Enerplus Corp (NYSE:ERF) (TSE:ERF) by 6.0% in the 4th quarter, according to its most recent 13F filing with the SEC. The firm owned 615,334 shares of the oil and natural gas company’s stock after selling 39,285 shares during the quarter. Northern Trust Corp’s holdings in Enerplus were worth […]

Bonanza Creek Energy Inc (BCEI) Position Raised by Northern Trust Corp

Northern Trust Corp boosted its position in shares of Bonanza Creek Energy Inc (NYSE:BCEI) by 0.8% in the fourth quarter, HoldingsChannel reports. The firm owned 228,709 shares of the oil and gas producer’s stock after acquiring an additional 1,858 shares during the period. Northern Trust Corp’s holdings in Bonanza Creek Energy were worth $4,727,000 as […]

Willdan Group, Inc. (WLDN) Holdings Lifted by Northern Trust Corp

Northern Trust Corp grew its stake in shares of Willdan Group, Inc. (NASDAQ:WLDN) by 16.2% in the 4th quarter, according to the company in its most recent 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 133,488 shares of the construction company’s stock after acquiring an additional 18,562 shares during the […]

Citigroup Inc (C) Position Reduced by Busey Wealth Management

Busey Wealth Management lowered its position in shares of Citigroup Inc (NYSE:C) by 1.1% in the 1st quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange Commission. The institutional investor owned 234,493 shares of the financial services provider’s stock after selling 2,638 shares during the period. Citigroup […]

Starbucks Co. (SBUX) Shares Bought by Campbell Newman Asset Management Inc.

Campbell Newman Asset Management Inc. lifted its holdings in shares of Starbucks Co. (NASDAQ:SBUX) by 2.2% during the first quarter, according to its most recent disclosure with the SEC. The fund owned 19,121 shares of the coffee company’s stock after acquiring an additional 405 shares during the period. Campbell Newman Asset Management Inc.’s holdings in […]

Deutsche Bank AG Has $7.42 Million Stake in Schneider National Inc (SNDR)

Deutsche Bank AG trimmed its holdings in shares of Schneider National Inc (NYSE:SNDR) by 24.8% during the fourth quarter, according to the company in its most recent Form 13F filing with the SEC. The fund owned 397,570 shares of the company’s stock after selling 131,430 shares during the quarter. Deutsche Bank AG owned 0.22% of […]

Deutsche Bank AG Has $7.54 Million Stake in Ascendis Pharma A/S (ASND)

Deutsche Bank AG grew its position in Ascendis Pharma A/S (NASDAQ:ASND) by 27.3% in the 4th quarter, according to its most recent filing with the Securities and Exchange Commission. The institutional investor owned 120,287 shares of the biotechnology company’s stock after buying an additional 25,782 shares during the quarter. Deutsche Bank AG owned 0.29% of […]

Wisdom Tree Investments Inc (WETF) Holdings Boosted by Deutsche Bank AG

Deutsche Bank AG boosted its holdings in Wisdom Tree Investments Inc (NASDAQ:WETF) by 253.6% in the fourth quarter, according to the company in its most recent 13F filing with the SEC. The fund owned 1,153,014 shares of the asset manager’s stock after buying an additional 826,947 shares during the quarter. Deutsche Bank AG owned 0.74% […]

Deutsche Bank AG Purchases 421,119 Shares of ZTO Express (Cayman) Inc (ZTO)

Deutsche Bank AG raised its position in shares of ZTO Express (Cayman) Inc (NYSE:ZTO) by 618.4% in the 4th quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission. The firm owned 489,222 shares of the transportation company’s stock after buying an additional 421,119 shares during the quarter. Deutsche Bank […]

Deutsche Bank AG Sells 227,909 Shares of Glu Mobile Inc. (GLUU)

Deutsche Bank AG reduced its holdings in shares of Glu Mobile Inc. (NASDAQ:GLUU) by 18.9% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The fund owned 979,537 shares of the company’s stock after selling 227,909 shares during the period. Deutsche Bank AG owned about 0.68% of […]

Deutsche Bank AG Sells 495,664 Shares of TRI Pointe Group Inc (TPH)

Deutsche Bank AG trimmed its holdings in shares of TRI Pointe Group Inc (NYSE:TPH) by 40.3% during the fourth quarter, according to the company in its most recent Form 13F filing with the SEC. The firm owned 734,218 shares of the construction company’s stock after selling 495,664 shares during the quarter. Deutsche Bank AG owned […]

Bank of America Corp (BAC) Position Reduced by Circle Wealth Management LLC

Circle Wealth Management LLC decreased its position in Bank of America Corp (NYSE:BAC) by 44.8% in the fourth quarter, according to its most recent 13F filing with the SEC. The firm owned 12,494 shares of the financial services provider’s stock after selling 10,152 shares during the period. Circle Wealth Management LLC’s holdings in Bank of […]

Dimensional Fund Advisors LP Buys 314,103 Shares of Playa Hotels & Resorts NV (PLYA)

Dimensional Fund Advisors LP boosted its stake in Playa Hotels & Resorts NV (NASDAQ:PLYA) by 26.1% during the 4th quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The firm owned 1,516,084 shares of the company’s stock after acquiring an additional 314,103 shares during the period. Dimensional Fund Advisors LP […]

Dimensional Fund Advisors LP Raises Holdings in Panhandle Oil and Gas Inc. (PHX)

Dimensional Fund Advisors LP lifted its holdings in shares of Panhandle Oil and Gas Inc. (NYSE:PHX) by 1.6% in the 4th quarter, according to its most recent Form 13F filing with the SEC. The firm owned 715,806 shares of the oil and gas producer’s stock after buying an additional 11,393 shares during the period. Dimensional […]

Dimensional Fund Advisors LP Increases Holdings in Party City Holdco Inc (PRTY)

Dimensional Fund Advisors LP raised its stake in Party City Holdco Inc (NYSE:PRTY) by 109.8% during the fourth quarter, according to the company in its most recent Form 13F filing with the SEC. The institutional investor owned 1,143,957 shares of the specialty retailer’s stock after buying an additional 598,657 shares during the quarter. Dimensional Fund […]

Canada Pension Plan Investment Board Sells 462,600 Shares of General Electric (GE)

Canada Pension Plan Investment Board lessened its holdings in General Electric (NYSE:GE) by 11.0% during the 4th quarter, according to its most recent filing with the Securities and Exchange Commission. The fund owned 3,758,854 shares of the conglomerate’s stock after selling 462,600 shares during the quarter. Canada Pension Plan Investment Board’s holdings in General Electric […]

Cisco Systems, Inc. (CSCO) Shares Bought by Calamos Advisors LLC

Calamos Advisors LLC grew its holdings in shares of Cisco Systems, Inc. (NASDAQ:CSCO) by 8.0% during the 4th quarter, according to its most recent Form 13F filing with the SEC. The firm owned 1,678,710 shares of the network equipment provider’s stock after buying an additional 124,344 shares during the period. Calamos Advisors LLC’s holdings in […]

Procter & Gamble Co (PG) Shares Sold by Cedar Wealth Management LLC

Cedar Wealth Management LLC decreased its holdings in shares of Procter & Gamble Co (NYSE:PG) by 42.9% in the 4th quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission. The institutional investor owned 400 shares of the company’s stock after selling 300 shares during the quarter. Cedar Wealth […]

Cliftonlarsonallen Wealth Advisors LLC Sells 601 Shares of Exxon Mobil Co. (XOM)

Cliftonlarsonallen Wealth Advisors LLC lessened its holdings in Exxon Mobil Co. (NYSE:XOM) by 3.4% in the fourth quarter, according to the company in its most recent Form 13F filing with the SEC. The firm owned 17,059 shares of the oil and gas company’s stock after selling 601 shares during the quarter. Cliftonlarsonallen Wealth Advisors LLC’s […]

9,381 Shares in SPDR Bloomberg Barclays Convertible Securities ETF (CWB) Acquired by Brookstone Capital Management

Brookstone Capital Management purchased a new stake in shares of SPDR Bloomberg Barclays Convertible Securities ETF (NYSEARCA:CWB) during the 1st quarter, according to the company in its most recent 13F filing with the SEC. The institutional investor purchased 9,381 shares of the exchange traded fund’s stock, valued at approximately $490,000. A number of other large […]

33,634 Shares in Cypress Semiconductor Co. (CY) Purchased by Brookstone Capital Management

Brookstone Capital Management purchased a new position in Cypress Semiconductor Co. (NASDAQ:CY) during the first quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The fund purchased 33,634 shares of the semiconductor company’s stock, valued at approximately $502,000. A number of other institutional investors have also recently made […]

69,715 Shares in General Electric (GE) Acquired by Brooks Moore & Associates Inc.

Brooks Moore & Associates Inc. bought a new stake in General Electric (NYSE:GE) in the 4th quarter, according to the company in its most recent filing with the Securities and Exchange Commission (SEC). The institutional investor bought 69,715 shares of the conglomerate’s stock, valued at approximately $528,000. Other hedge funds have also recently made changes […]

Bray Capital Advisors Has $458,000 Stake in Wells Fargo & Co (WFC)

Bray Capital Advisors lifted its holdings in shares of Wells Fargo & Co (NYSE:WFC) by 2.7% in the fourth quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The institutional investor owned 9,935 shares of the financial services provider’s stock after buying an additional 257 shares during the […]

Bowling Portfolio Management LLC Invests $260,000 in Masimo Co. (MASI) Stock

Bowling Portfolio Management LLC acquired a new stake in Masimo Co. (NASDAQ:MASI) during the 1st quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The firm acquired 1,883 shares of the medical equipment provider’s stock, valued at approximately $260,000. Other large investors also recently added to or reduced […]

Boston Standard Wealth Management LLC Raises Holdings in Vanguard FTSE Emerging Markets ETF (VWO)

Boston Standard Wealth Management LLC grew its holdings in shares of Vanguard FTSE Emerging Markets ETF (NYSEARCA:VWO) by 1.8% in the first quarter, according to its most recent disclosure with the Securities & Exchange Commission. The firm owned 33,544 shares of the exchange traded fund’s stock after purchasing an additional 604 shares during the quarter. […]

Bowling Portfolio Management LLC Invests $362,000 in Reliance Steel & Aluminum Co (RS)

Bowling Portfolio Management LLC acquired a new position in shares of Reliance Steel & Aluminum Co (NYSE:RS) in the 1st quarter, according to the company in its most recent disclosure with the Securities & Exchange Commission. The firm acquired 4,007 shares of the industrial products company’s stock, valued at approximately $362,000. Several other hedge funds […]

Carroll Financial Associates Inc. Sells 610 Shares of iShares Select Dividend ETF (DVY)

Carroll Financial Associates Inc. lowered its holdings in shares of iShares Select Dividend ETF (NASDAQ:DVY) by 18.4% during the first quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 2,705 shares of the company’s stock after selling 610 shares during the period. Carroll Financial […]

7,301 Shares in Invesco QQQ Trust (QQQ) Acquired by California Capital Advisors Inc.

California Capital Advisors Inc. acquired a new stake in shares of Invesco QQQ Trust (NASDAQ:QQQ) during the first quarter, according to its most recent filing with the Securities and Exchange Commission. The institutional investor acquired 7,301 shares of the exchange traded fund’s stock, valued at approximately $1,312,000. Invesco QQQ Trust comprises about 0.8% of California […]

Carroll Financial Associates Inc. Acquires 8,919 Shares of CenterPoint Energy, Inc. (CNP)

Carroll Financial Associates Inc. raised its holdings in CenterPoint Energy, Inc. (NYSE:CNP) by 2,252.3% in the first quarter, according to the company in its most recent filing with the Securities and Exchange Commission. The fund owned 9,315 shares of the utilities provider’s stock after acquiring an additional 8,919 shares during the period. Carroll Financial Associates […]

BLB&B Advisors LLC Takes $201,000 Position in Waters Co. (WAT)

BLB&B Advisors LLC purchased a new stake in shares of Waters Co. (NYSE:WAT) during the 1st quarter, according to its most recent disclosure with the SEC. The fund purchased 800 shares of the medical instruments supplier’s stock, valued at approximately $201,000. Other institutional investors also recently made changes to their positions in the company. Athena […]

BLB&B Advisors LLC Invests $232,000 in Kansas City Southern (KSU)

BLB&B Advisors LLC purchased a new stake in shares of Kansas City Southern (NYSE:KSU) during the first quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The fund purchased 2,000 shares of the transportation company’s stock, valued at approximately $232,000. Several other institutional investors and hedge funds […]

BLB&B Advisors LLC Has $1.03 Million Position in iShares MSCI Emerging Markets ETF (EEM)

BLB&B Advisors LLC reduced its stake in shares of iShares MSCI Emerging Markets ETF (NYSEARCA:EEM) by 20.2% in the first quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund owned 23,871 shares of the exchange traded fund’s stock after selling 6,044 shares during the quarter. BLB&B Advisors […]

iShares Russell Mid-Cap ETF (IWR) Holdings Reduced by BLB&B Advisors LLC

BLB&B Advisors LLC lowered its position in iShares Russell Mid-Cap ETF (NYSEARCA:IWR) by 3.7% in the first quarter, according to the company in its most recent disclosure with the Securities and Exchange Commission (SEC). The fund owned 5,272 shares of the company’s stock after selling 200 shares during the quarter. BLB&B Advisors LLC’s holdings in […]

Seres Therapeutics Inc (MCRB) Shares Sold by BlackRock Inc.

BlackRock Inc. lessened its stake in shares of Seres Therapeutics Inc (NASDAQ:MCRB) by 1.1% during the fourth quarter, according to its most recent disclosure with the Securities and Exchange Commission (SEC). The firm owned 2,256,858 shares of the biotechnology company’s stock after selling 24,705 shares during the quarter. BlackRock Inc. owned about 5.52% of Seres […]

Syros Pharmaceuticals Inc (SYRS) Shares Bought by BlackRock Inc.

BlackRock Inc. increased its holdings in shares of Syros Pharmaceuticals Inc (NASDAQ:SYRS) by 23.1% in the 4th quarter, according to its most recent filing with the SEC. The fund owned 1,986,130 shares of the company’s stock after purchasing an additional 372,462 shares during the period. BlackRock Inc. owned approximately 0.06% of Syros Pharmaceuticals worth $11,063,000 […]

QUALCOMM, Inc. (QCOM) Shares Sold by Biechele Royce Advisors

Biechele Royce Advisors lessened its position in QUALCOMM, Inc. (NASDAQ:QCOM) by 0.8% during the first quarter, Holdings Channel reports. The fund owned 110,610 shares of the wireless technology company’s stock after selling 932 shares during the period. QUALCOMM accounts for 4.1% of Biechele Royce Advisors’ holdings, making the stock its 8th largest holding. Biechele Royce […]

Benin Management CORP Sells 4,496 Shares of Exxon Mobil Co. (XOM)

Benin Management CORP decreased its holdings in shares of Exxon Mobil Co. (NYSE:XOM) by 6.5% during the fourth quarter, HoldingsChannel reports. The firm owned 64,725 shares of the oil and gas company’s stock after selling 4,496 shares during the period. Exxon Mobil accounts for about 2.2% of Benin Management CORP’s portfolio, making the stock its […]

Intel Co. (INTC) Shares Sold by Baystate Wealth Management LLC

Baystate Wealth Management LLC lowered its stake in Intel Co. (NASDAQ:INTC) by 4.3% during the fourth quarter, according to its most recent Form 13F filing with the Securities and Exchange Commission (SEC). The institutional investor owned 4,898 shares of the chip maker’s stock after selling 218 shares during the period. Baystate Wealth Management LLC’s holdings […]

Barometer Capital Management Inc. Takes Position in Ingersoll-Rand PLC (IR)

Barometer Capital Management Inc. bought a new position in shares of Ingersoll-Rand PLC (NYSE:IR) during the 1st quarter, according to the company in its most recent Form 13F filing with the SEC. The firm bought 4,100 shares of the industrial products company’s stock, valued at approximately $443,000. Several other hedge funds and other institutional investors […]

Bank of New York Mellon Corp Has $2.34 Million Holdings in QCR Holdings, Inc. (QCRH)

Bank of New York Mellon Corp boosted its holdings in shares of QCR Holdings, Inc. (NASDAQ:QCRH) by 2.8% in the fourth quarter, according to its most recent filing with the SEC. The firm owned 72,905 shares of the bank’s stock after acquiring an additional 1,961 shares during the period. Bank of New York Mellon Corp’s […]

Barber Financial Group Inc. Has $211,000 Stake in Alphabet Inc (GOOGL)

Barber Financial Group Inc. decreased its stake in Alphabet Inc (NASDAQ:GOOGL) by 9.8% in the 4th quarter, HoldingsChannel.com reports. The institutional investor owned 202 shares of the information services provider’s stock after selling 22 shares during the quarter. Barber Financial Group Inc.’s holdings in Alphabet were worth $211,000 as of its most recent SEC filing. […]

Brookstone Capital Management Invests $479,000 in International Game Technology PLC (IGT)

Brookstone Capital Management purchased a new stake in International Game Technology PLC (NYSE:IGT) during the first quarter, according to its most recent 13F filing with the Securities and Exchange Commission (SEC). The fund purchased 36,879 shares of the company’s stock, valued at approximately $479,000. A number of other hedge funds have also recently modified their […]

Globant SA (GLOB) Position Increased by Brookstone Capital Management

Brookstone Capital Management boosted its position in shares of Globant SA (NYSE:GLOB) by 12.4% during the 1st quarter, according to its most recent 13F filing with the SEC. The fund owned 5,919 shares of the information technology services provider’s stock after purchasing an additional 653 shares during the quarter. Brookstone Capital Management’s holdings in Globant […]

Brookstone Capital Management Invests $458,000 in Bank of New York Mellon Corp (BK)

Brookstone Capital Management bought a new position in shares of Bank of New York Mellon Corp (NYSE:BK) in the 1st quarter, according to its most recent disclosure with the SEC. The institutional investor bought 9,091 shares of the bank’s stock, valued at approximately $458,000. Other hedge funds have also made changes to their positions in […]

Versum Materials Inc (VSM) Shares Sold by BTIM Corp.

BTIM Corp. lowered its stake in shares of Versum Materials Inc (NYSE:VSM) by 5.5% during the 1st quarter, according to its most recent filing with the SEC. The firm owned 7,543 shares of the basic materials company’s stock after selling 435 shares during the period. BTIM Corp.’s holdings in Versum Materials were worth $379,000 as […]

Bank of New York Mellon Corp Has $2.38 Million Holdings in Trupanion Inc (TRUP)

Bank of New York Mellon Corp raised its stake in Trupanion Inc (NASDAQ:TRUP) by 5.4% during the 4th quarter, Holdings Channel reports. The firm owned 93,334 shares of the financial services provider’s stock after acquiring an additional 4,801 shares during the period. Bank of New York Mellon Corp’s holdings in Trupanion were worth $2,376,000 as […]